Our Staff has compiled our research into a database of FINRA Broker Allegations for John Scott Matthews.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
John Scott Matthews | 2082907 | 4 | 09/18/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
John Scott Matthews | 2082907 | 4 | 01/29/2016 | Customer Dispute | Award / Judgment | $294,316.00 | $0.00 | See Allegations |
John Scott Matthews | 2082907 | 4 | 12/02/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
John Scott Matthews | 2082907 | 4 | 07/20/2015 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |