Our Staff has compiled our research into a database of FINRA Broker Allegations for David Gerard Specht.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Gerard Specht | 2080953 | 2 | 10/24/2018 | Customer Dispute | Award / Judgment | $61,843.00 | $33,900.00 | See Allegations |
| David Gerard Specht | 2080953 | 2 | 10/25/2017 | Customer Dispute | Settled | $21,000.00 | $0.00 | See Allegations |