Our Staff has compiled our research into a database of FINRA Broker Allegations for Barbara Lucille Desiderio.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Barbara Lucille Desiderio | 2080713 | 7 | 08/11/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Barbara Lucille Desiderio | 2080713 | 7 | 03/31/2020 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Barbara Lucille Desiderio | 2080713 | 7 | 11/29/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Barbara Lucille Desiderio | 2080713 | 7 | 01/29/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| Barbara Lucille Desiderio | 2080713 | 7 | 09/11/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Barbara Lucille Desiderio | 2080713 | 7 | 06/09/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Barbara Lucille Desiderio | 2080713 | 7 | 07/21/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |