Our Staff has compiled our research into a database of FINRA Broker Allegations for Eric Shawn Richter.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Eric Shawn Richter | 2072599 | 2 | 07/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Eric Shawn Richter | 2072599 | 2 | 10/18/2022 | Customer Dispute | Closed-No Action | $5,247.52 | $0.00 | See Allegations |