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FINRA Broker Allegations for Andre Vincent Labarbera

Our Staff has compiled our research into a database of FINRA Broker Allegations for Andre Vincent Labarbera.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Andre Vincent Labarbera20723701008/20/2021RegulatoryFinal$0.00$0.00See Allegations
Andre Vincent Labarbera20723701002/15/2020Customer DisputePending$23,793.00$0.00See Allegations
Andre Vincent Labarbera20723701011/26/2018Customer DisputeAward / Judgment$3,022,520.00$0.00See Allegations
Andre Vincent Labarbera20723701004/26/2017RegulatoryFinal$0.00$0.00See Allegations
Andre Vincent Labarbera20723701007/28/2014RegulatoryFinal$0.00$0.00See Allegations
Andre Vincent Labarbera20723701008/21/2013Customer DisputeSettled$119,224.00$0.00See Allegations
Andre Vincent Labarbera20723701006/13/2009Customer DisputeSettled$335,000.00$0.00See Allegations
Andre Vincent Labarbera20723701005/27/1997Customer DisputeSettled$231,865.00$0.00See Allegations
Andre Vincent Labarbera20723701004/23/1996Customer DisputeSettled$25,000.00$0.00See Allegations

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