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FINRA Broker Allegations for Chuck A Roberts

Our Staff has compiled our research into a database of FINRA Broker Allegations for Chuck A Roberts.

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Displaying 11-20 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Chuck A Roberts20646022206/09/2023Customer DisputePending$5,000,000.00$0.00See Allegations
Chuck A Roberts20646022205/26/2023Customer DisputePending$1,000,000.00$0.00See Allegations
Chuck A Roberts20646022205/24/2023Customer DisputePending$500,000.00$0.00See Allegations
Chuck A Roberts20646022205/12/2023Customer DisputePending$5,000,000.00$0.00See Allegations
Chuck A Roberts20646022205/10/2023Customer DisputePending$5,000,000.00$0.00See Allegations
Chuck A Roberts20646022205/10/2023Customer DisputePending$1,000,000.00$0.00See Allegations
Chuck A Roberts20646022205/03/2023Customer DisputePending$5,000,000.00$0.00See Allegations
Chuck A Roberts20646022204/11/2023Customer DisputeDenied$0.00$0.00See Allegations
Chuck A Roberts20646022210/24/2022Customer DisputePending$5,000,000.00$0.00See Allegations
Chuck A Roberts20646022209/20/2010Customer DisputeAward / Judgment$313,250.00$202,228.00See Allegations

22 Results

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