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FINRA Broker Allegations for Chuck A Roberts

Our Staff has compiled our research into a database of FINRA Broker Allegations for Chuck A Roberts.

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Displaying 10 out of 20 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Chuck A Roberts20646022202/29/2024Customer DisputePending$100,000.00$0.00See Allegations
Chuck A Roberts20646022212/14/2023Customer DisputePending$5,000,000.00$0.00See Allegations
Chuck A Roberts20646022212/13/2023Customer DisputeWithdrawn$1,000,000.00$0.00See Allegations
Chuck A Roberts20646022211/14/2023Customer DisputePending$100,000.00$0.00See Allegations
Chuck A Roberts20646022210/24/2023Customer DisputeDenied$150,000.00$0.00See Allegations
Chuck A Roberts20646022210/19/2023Customer DisputePending$1,000,000.00$0.00See Allegations
Chuck A Roberts20646022210/19/2023Customer DisputePending$5,000,000.00$0.00See Allegations
Chuck A Roberts20646022210/11/2023Customer DisputePending$1,000,000.00$0.00See Allegations
Chuck A Roberts20646022208/11/2023Customer DisputePending$500,000.00$0.00See Allegations
Chuck A Roberts20646022207/21/2023Customer DisputePending$1,000,000.00$0.00See Allegations

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