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FINRA Broker Allegations for Robert Malone Fehrman

Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Malone Fehrman.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Robert Malone Fehrman2055521104/22/2021Customer DisputeSettled$1,150,000.00$0.00See Allegations
Robert Malone Fehrman2055521109/30/2020Customer DisputeAward / Judgment$165,568.00$0.00See Allegations
Robert Malone Fehrman2055521109/08/2010Customer DisputeSettled$60,000.00$0.00See Allegations
Robert Malone Fehrman2055521101/04/1999RegulatoryFinal$0.00$0.00See Allegations
Robert Malone Fehrman2055521105/23/1995RegulatoryFinal$0.00$0.00See Allegations
Robert Malone Fehrman2055521103/15/1994Employment Separation After Allegations$0.00$0.00See Allegations
Robert Malone Fehrman2055521112/27/1989Customer DisputeAward / Judgment$211,914.00$337,702.00See Allegations

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