Our Staff has compiled our research into a database of FINRA Broker Allegations for Seymour Cohen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Seymour Cohen | 2007478 | 5 | 10/31/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Seymour Cohen | 2007478 | 5 | 09/13/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Seymour Cohen | 2007478 | 5 | 11/23/2021 | Customer Dispute | Award / Judgment | $200,000.00 | $383,158.00 | See Allegations |
| Seymour Cohen | 2007478 | 5 | 08/07/1992 | Customer Dispute | Award / Judgment | $3,068.00 | $311.50 | See Allegations |