Our Staff has compiled our research into a database of FINRA Broker Allegations for John Anthony Orlando.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Anthony Orlando | 2002197 | 12 | 12/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 01/23/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 11/21/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 10/10/2022 | Customer Dispute | Award / Judgment | $10,900,000.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 08/11/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 03/31/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 10/18/2021 | Customer Dispute | Pending | $1,200,000.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 07/28/2020 | Customer Dispute | Settled | $338,500.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 06/08/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| John Anthony Orlando | 2002197 | 12 | 03/19/2020 | Customer Dispute | Settled | $30,400.00 | $0.00 | See Allegations |