Our Staff has compiled our research into a database of FINRA Broker Allegations for John Stephen Pronovost.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
John Stephen Pronovost | 1990612 | 18 | 05/03/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 04/11/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 03/08/2018 | Customer Dispute | Settled | $26,044.80 | $0.00 | See Allegations |