Our Staff has compiled our research into a database of FINRA Broker Allegations for John Stephen Pronovost.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
John Stephen Pronovost | 1990612 | 18 | 01/11/2022 | Customer Dispute | Settled | $45,534.50 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 01/06/2022 | Customer Dispute | Settled | $25,968.80 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 10/16/2020 | Customer Dispute | Settled | $43,539.50 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 10/09/2019 | Customer Dispute | Settled | $342,550.00 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 10/02/2019 | Customer Dispute | Settled | $218,295.00 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 04/04/2019 | Customer Dispute | Settled | $12,086.80 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 04/04/2019 | Customer Dispute | Settled | $30,982.00 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 12/11/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 07/27/2018 | Customer Dispute | Settled | $511,085.00 | $0.00 | See Allegations |
John Stephen Pronovost | 1990612 | 18 | 06/28/2018 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |