Our Staff has compiled our research into a database of FINRA Broker Allegations for John Stephen Pronovost.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Stephen Pronovost | 1990612 | 18 | 10/03/2018 | Customer Dispute | Denied | $39,709.00 | $0.00 | See Allegations |
| John Stephen Pronovost | 1990612 | 18 | 07/27/2018 | Customer Dispute | Settled | $511,085.00 | $0.00 | See Allegations |
| John Stephen Pronovost | 1990612 | 18 | 06/28/2018 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |
| John Stephen Pronovost | 1990612 | 18 | 05/03/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| John Stephen Pronovost | 1990612 | 18 | 04/11/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| John Stephen Pronovost | 1990612 | 18 | 03/27/2018 | Customer Dispute | Award / Judgment | $41,870.40 | $41,270.40 | See Allegations |
| John Stephen Pronovost | 1990612 | 18 | 03/08/2018 | Customer Dispute | Settled | $26,044.80 | $0.00 | See Allegations |