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FINRA Broker Allegations for John Stephen Pronovost

Our Staff has compiled our research into a database of FINRA Broker Allegations for John Stephen Pronovost.

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Displaying 10 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
John Stephen Pronovost19906121802/07/2024Customer DisputePending$500,000.00$0.00See Allegations
John Stephen Pronovost19906121801/11/2022Customer DisputeSettled$45,534.50$0.00See Allegations
John Stephen Pronovost19906121801/06/2022Customer DisputeSettled$25,968.80$0.00See Allegations
John Stephen Pronovost19906121810/16/2020Customer DisputeSettled$43,539.50$0.00See Allegations
John Stephen Pronovost19906121802/10/2020Customer DisputeDenied$172,000.00$0.00See Allegations
John Stephen Pronovost19906121810/09/2019Customer DisputeSettled$342,550.00$0.00See Allegations
John Stephen Pronovost19906121810/02/2019Customer DisputeSettled$218,295.00$0.00See Allegations
John Stephen Pronovost19906121804/04/2019Customer DisputeSettled$12,086.80$0.00See Allegations
John Stephen Pronovost19906121804/04/2019Customer DisputeSettled$30,982.00$0.00See Allegations
John Stephen Pronovost19906121812/11/2018Customer DisputeSettled$75,000.00$0.00See Allegations

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