Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/05/2015 | Customer Dispute | Settled | $1,113,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/28/2015 | Customer Dispute | Settled | $180,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/26/2015 | Customer Dispute | Settled | $240,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/21/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/19/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/19/2015 | Customer Dispute | Settled | $995,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/14/2015 | Customer Dispute | Settled | $160,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/14/2015 | Customer Dispute | Settled | $795,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/14/2015 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/13/2015 | Customer Dispute | Settled | $711,000.00 | $0.00 | See Allegations |