Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/02/2018 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/27/2018 | Customer Dispute | Withdrawn | $1,295,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 05/16/2016 | Customer Dispute | Withdrawn | $236,816.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/01/2015 | Customer Dispute | Withdrawn | $98,427.60 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/30/2015 | Customer Dispute | Withdrawn | $752,127.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/27/2015 | Customer Dispute | Withdrawn | $299,859.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/08/2015 | Customer Dispute | Withdrawn | $512,300.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 03/25/2015 | Customer Dispute | Withdrawn | $2,906,290.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 03/24/2015 | Customer Dispute | Withdrawn | $1,109,120.00 | $0.00 | See Allegations |