Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/20/2019 | Customer Dispute | Withdrawn | $110,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/22/2018 | Customer Dispute | Withdrawn | $1,500,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/18/2018 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/15/2018 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/15/2018 | Customer Dispute | Withdrawn | $1,080,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/15/2018 | Customer Dispute | Withdrawn | $420,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/08/2018 | Customer Dispute | Withdrawn | $160,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/08/2018 | Customer Dispute | Withdrawn | $275,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/08/2018 | Customer Dispute | Withdrawn | $410,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/08/2018 | Customer Dispute | Withdrawn | $1,200,000.00 | $0.00 | See Allegations |