Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/15/2017 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/09/2017 | Customer Dispute | Settled | $14,000,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/01/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/10/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 06/26/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 05/03/2017 | Customer Dispute | Settled | $105,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/19/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 02/10/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 12/20/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |