Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/24/2020 | Customer Dispute | Settled | $1,421,570.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 11/12/2019 | Customer Dispute | Settled | $224,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/28/2019 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/28/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/03/2019 | Customer Dispute | Settled | $520,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/16/2019 | Customer Dispute | Settled | $1,676,710.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/06/2019 | Customer Dispute | Settled | $1,225,570.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 06/27/2019 | Customer Dispute | Settled | $412,046.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/05/2019 | Customer Dispute | Settled | $105,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 04/05/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |