Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/22/2015 | Customer Dispute | Pending | $1,164,520.00 | $0.00 | See Allegations |
Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/07/2014 | Customer Dispute | Pending | $1,289,140.00 | $0.00 | See Allegations |