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FINRA Broker Allegations for Carlos Verner Ubinas Taylor

Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Carlos Verner Ubinas Taylor19855689009/22/2015Customer DisputePending$1,164,520.00$0.00See Allegations
Carlos Verner Ubinas Taylor19855689007/07/2014Customer DisputePending$1,289,140.00$0.00See Allegations

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