Our Staff has compiled our research into a database of FINRA Broker Allegations for Carlos Verner Ubinas Taylor.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 10/12/2015 | Customer Dispute | Settled | $1,445,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/29/2015 | Customer Dispute | Settled | $1,515,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/22/2015 | Customer Dispute | Settled | $215,500.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/22/2015 | Customer Dispute | Pending | $1,164,520.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 09/09/2015 | Customer Dispute | Settled | $1,769,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/20/2015 | Customer Dispute | Settled | $556,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/19/2015 | Customer Dispute | Settled | $1,810,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/13/2015 | Customer Dispute | Settled | $806,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 08/11/2015 | Customer Dispute | Settled | $1,146,000.00 | $0.00 | See Allegations |
| Carlos Verner Ubinas Taylor | 1985568 | 90 | 07/01/2015 | Customer Dispute | Withdrawn | $98,427.60 | $0.00 | See Allegations |