Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Kennedy Thompson.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Robert Kennedy Thompson | 1975407 | 2 | 09/16/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Kennedy Thompson | 1975407 | 2 | 10/06/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |