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FINRA Broker Allegations for Raymond Anthony Ferro

Our Staff has compiled our research into a database of FINRA Broker Allegations for Raymond Anthony Ferro.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Raymond Anthony Ferro1927831610/26/2020Customer DisputeSettled$140,852.00$0.00See Allegations
Raymond Anthony Ferro1927831602/28/2020Customer DisputeSettled$990,000.00$0.00See Allegations
Raymond Anthony Ferro1927831604/10/2003Customer DisputeSettled$120,000.00$0.00See Allegations

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