Our Staff has compiled our research into a database of FINRA Broker Allegations for Raymond Anthony Ferro.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Raymond Anthony Ferro | 1927831 | 6 | 10/26/2020 | Customer Dispute | Settled | $140,852.00 | $0.00 | See Allegations |
Raymond Anthony Ferro | 1927831 | 6 | 02/28/2020 | Customer Dispute | Settled | $990,000.00 | $0.00 | See Allegations |
Raymond Anthony Ferro | 1927831 | 6 | 04/10/2003 | Customer Dispute | Settled | $120,000.00 | $0.00 | See Allegations |