Our Staff has compiled our research into a database of FINRA Broker Allegations for Stephen Jay Taft.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Stephen Jay Taft | 1927300 | 3 | 08/24/2016 | Customer Dispute | Award / Judgment | $525,973.00 | $0.00 | See Allegations |
| Stephen Jay Taft | 1927300 | 3 | 07/08/2010 | Customer Dispute | Settled | $160,000.00 | $0.00 | See Allegations |
| Stephen Jay Taft | 1927300 | 3 | 07/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See Allegations |