Our Staff has compiled our research into a database of FINRA Broker Allegations for Susan Hecht Ezekiel.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Susan Hecht Ezekiel | 1903035 | 2 | 07/31/2020 | Customer Dispute | Award / Judgment | $100,000.00 | $45,600.00 | See Allegations |
| Susan Hecht Ezekiel | 1903035 | 2 | 03/03/2017 | Customer Dispute | Settled | $25,000.00 | $0.00 | See Allegations |