Our Staff has compiled our research into a database of FINRA Broker Allegations for John Howley Whalen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Howley Whalen | 1900188 | 3 | 09/04/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| John Howley Whalen | 1900188 | 3 | 03/01/2022 | Customer Dispute | Settled | $1,117,600.00 | $0.00 | See Allegations |
| John Howley Whalen | 1900188 | 3 | 03/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |