Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Leahy.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Michael Leahy | 1899498 | 9 | 04/12/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael Leahy | 1899498 | 9 | 08/10/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael Leahy | 1899498 | 9 | 06/21/2021 | Customer Dispute | Pending | $196,836.00 | $0.00 | See Allegations |
Michael Leahy | 1899498 | 9 | 03/05/2020 | Customer Dispute | Award / Judgment | $1,363,020.00 | $0.00 | See Allegations |
Michael Leahy | 1899498 | 9 | 01/22/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael Leahy | 1899498 | 9 | 01/06/2005 | Customer Dispute | Closed-No Action | $15,561.00 | $0.00 | See Allegations |