Our Staff has compiled our research into a database of FINRA Broker Allegations for Stacey Lee Rognon.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Stacey Lee Rognon | 1898975 | 1 | 06/16/2016 | Customer Dispute | Award / Judgment | $3,256,500.00 | $0.00 | See Allegations |