Our Staff has compiled our research into a database of FINRA Broker Allegations for Stuart Jay Spivak.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Stuart Jay Spivak | 1883651 | 9 | 08/02/2024 | Customer Dispute | Pending | $99,999.00 | $0.00 | See Allegations |
| Stuart Jay Spivak | 1883651 | 9 | 05/14/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See Allegations |