Our Staff has compiled our research into a database of FINRA Broker Allegations for Stuart Jay Spivak.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Stuart Jay Spivak | 1883651 | 9 | 11/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |