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FINRA Broker Allegations for Edward L Turley

Our Staff has compiled our research into a database of FINRA Broker Allegations for Edward L Turley.

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Displaying 10 out of 15 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Edward L Turley18722941501/03/2024Customer DisputePending$5,000,000.00$0.00See Allegations
Edward L Turley18722941510/06/2023Customer DisputeSettled$0.00$0.00See Allegations
Edward L Turley18722941505/09/2023Customer DisputeSettled$1,000,000.00$0.00See Allegations
Edward L Turley18722941512/06/2022Customer DisputeSettled$235,000.00$0.00See Allegations
Edward L Turley18722941511/17/2022RegulatoryFinal$0.00$0.00See Allegations
Edward L Turley18722941506/23/2022Customer DisputeSettled$55,615,700.00$0.00See Allegations
Edward L Turley18722941503/24/2022Customer DisputeSettled$6,000,000.00$0.00See Allegations
Edward L Turley18722941512/22/2021Customer DisputeSettled$5,000,000.00$0.00See Allegations
Edward L Turley18722941508/17/2021Employment Separation After Allegations$0.00$0.00See Allegations
Edward L Turley18722941507/13/2021Customer DisputeSettled$18,000,000.00$0.00See Allegations

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