Our Staff has compiled our research into a database of FINRA Broker Allegations for Carol Dahl.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Carol Dahl | 1851799 | 1 | 03/30/2023 | Customer Dispute | Award / Judgment | $20,000.00 | $20,000.00 | See Allegations |