Our Staff has compiled our research into a database of FINRA Broker Allegations for John William Wolf.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John William Wolf | 1846080 | 10 | 05/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 04/12/2023 | Customer Dispute | Award / Judgment | $750,000.00 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 03/24/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 09/26/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 01/18/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 09/23/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| John William Wolf | 1846080 | 10 | 09/22/2009 | Customer Dispute | Closed-No Action | $175,000.00 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 08/25/2009 | Customer Dispute | Settled | $52,415.80 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 06/23/2009 | Customer Dispute | Settled | $11,634.00 | $0.00 | See Allegations |
| John William Wolf | 1846080 | 10 | 02/26/2007 | Customer Dispute | Denied | $5,400.00 | $0.00 | See Allegations |