Our Staff has compiled our research into a database of FINRA Broker Allegations for Joseph Michael Todd.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Todd | 1830390 | 22 | 01/17/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 12/06/2023 | Customer Dispute | Pending | $170,000.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 11/30/2023 | Customer Dispute | Pending | $138,000.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 10/11/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 08/17/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 08/08/2023 | Customer Dispute | Settled | $492,000.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 07/25/2023 | Customer Dispute | Settled | $99,500.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 07/17/2023 | Customer Dispute | Pending | $100,001.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 07/12/2023 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Joseph Michael Todd | 1830390 | 22 | 07/06/2023 | Customer Dispute | Settled | $900,000.00 | $0.00 | See Allegations |