Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Vahan Seropian.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Robert Vahan Seropian | 1804735 | 2 | 09/12/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Robert Vahan Seropian | 1804735 | 2 | 04/22/1999 | Customer Dispute | Award / Judgment | $175,054.00 | $4,800.00 | See Allegations |