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FINRA Broker Allegations for Robert Vahan Seropian

Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Vahan Seropian.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Robert Vahan Seropian1804735209/12/2024RegulatoryFinal$0.00$0.00See Allegations
Robert Vahan Seropian1804735204/22/1999Customer DisputeAward / Judgment$175,054.00$4,800.00See Allegations

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