Our Staff has compiled our research into a database of FINRA Broker Allegations for John Nicholas Matson.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Nicholas Matson | 1796541 | 7 | 07/30/2024 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| John Nicholas Matson | 1796541 | 7 | 07/27/2023 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| John Nicholas Matson | 1796541 | 7 | 01/26/2023 | Customer Dispute | Settled | $610,000.00 | $0.00 | See Allegations |
| John Nicholas Matson | 1796541 | 7 | 12/19/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Nicholas Matson | 1796541 | 7 | 11/16/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| John Nicholas Matson | 1796541 | 7 | 03/08/2017 | Customer Dispute | Denied | $33,685.00 | $0.00 | See Allegations |
| John Nicholas Matson | 1796541 | 7 | 04/13/2010 | Customer Dispute | Settled | $353,000.00 | $0.00 | See Allegations |