Our Staff has compiled our research into a database of FINRA Broker Allegations for Ganesh Iyer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ganesh Iyer | 1782997 | 3 | 12/23/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ganesh Iyer | 1782997 | 3 | 08/03/2017 | Customer Dispute | Award / Judgment | $200,000.00 | $54,954.00 | See Allegations |
| Ganesh Iyer | 1782997 | 3 | 01/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |