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FINRA Broker Allegations for Christopher Lee Goslin

Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Lee Goslin.

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Displaying 11-20 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Christopher Lee Goslin17201622302/21/2012Customer DisputeSettled$350,000.00$0.00See Allegations
Christopher Lee Goslin17201622301/13/2012Customer DisputeSettled$15,000.00$0.00See Allegations
Christopher Lee Goslin17201622301/13/2012Customer DisputeClosed-No Action$0.00$0.00See Allegations
Christopher Lee Goslin17201622304/27/2010Customer DisputeSettled$5,000.00$0.00See Allegations
Christopher Lee Goslin17201622302/24/2010Customer DisputeClosed-No Action$36,900.00$0.00See Allegations
Christopher Lee Goslin17201622306/12/2008Customer DisputeClosed-No Action$18,854.00$0.00See Allegations
Christopher Lee Goslin17201622311/29/2004Customer DisputeClosed-No Action$21,000.00$0.00See Allegations
Christopher Lee Goslin17201622302/20/2003Customer DisputeSettled$358,296.00$0.00See Allegations
Christopher Lee Goslin17201622303/13/2002Customer DisputeDenied$8,300.00$0.00See Allegations
Christopher Lee Goslin17201622303/15/2001Customer DisputeAward / Judgment$7,542.90$569.68See Allegations

23 Results

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