Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Lee Goslin.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Christopher Lee Goslin | 1720162 | 23 | 12/04/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 09/16/2016 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 09/06/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 06/21/2016 | Customer Dispute | Pending | $15,000.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 02/01/2016 | Customer Dispute | Pending | $185,000.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 10/18/2015 | Customer Dispute | Pending | $605,450.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 06/23/2015 | Customer Dispute | Final | $4,500,000.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 11/18/2013 | Customer Dispute | Settled | $175,000.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 09/11/2012 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See Allegations |
Christopher Lee Goslin | 1720162 | 23 | 06/03/2012 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |