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FINRA Broker Allegations for Christopher Lee Goslin

Our Staff has compiled our research into a database of FINRA Broker Allegations for Christopher Lee Goslin.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Christopher Lee Goslin17201622312/04/2017RegulatoryFinal$0.00$0.00See Allegations
Christopher Lee Goslin17201622309/16/2016Customer DisputeAward / Judgment$0.00$0.00See Allegations
Christopher Lee Goslin17201622309/06/2016RegulatoryFinal$0.00$0.00See Allegations
Christopher Lee Goslin17201622306/21/2016Customer DisputePending$15,000.00$0.00See Allegations
Christopher Lee Goslin17201622302/01/2016Customer DisputePending$185,000.00$0.00See Allegations
Christopher Lee Goslin17201622310/18/2015Customer DisputePending$605,450.00$0.00See Allegations
Christopher Lee Goslin17201622306/23/2015Customer DisputeFinal$4,500,000.00$0.00See Allegations
Christopher Lee Goslin17201622311/18/2013Customer DisputeSettled$175,000.00$0.00See Allegations
Christopher Lee Goslin17201622309/11/2012Customer DisputeSettled$6,000,000.00$0.00See Allegations
Christopher Lee Goslin17201622306/03/2012Customer DisputeSettled$70,000.00$0.00See Allegations

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