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FINRA Broker Allegations for B. David Goldstein

Our Staff has compiled our research into a database of FINRA Broker Allegations for B. David Goldstein.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
B. David Goldstein1718066906/18/2024Customer DisputeWithdrawn$100,000.00$0.00See Allegations
B. David Goldstein1718066904/03/2024Customer DisputePending$230,000.00$0.00See Allegations
B. David Goldstein1718066906/26/2023Customer DisputeSettled$5,000.00$0.00See Allegations
B. David Goldstein1718066904/14/2023Customer DisputeSettled$5,000.00$0.00See Allegations
B. David Goldstein1718066901/05/2023Customer DisputeSettled$150,000.00$0.00See Allegations
B. David Goldstein1718066911/28/2022Customer DisputeWithdrawn$5,000.00$0.00See Allegations
B. David Goldstein1718066911/07/2022Customer DisputeSettled$75,000.00$0.00See Allegations
B. David Goldstein1718066911/04/2022Customer DisputeSettled$5,000.00$0.00See Allegations
B. David Goldstein1718066909/14/2012Customer DisputeSettled$315,000.00$0.00See Allegations

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