Our Staff has compiled our research into a database of FINRA Broker Allegations for B. David Goldstein.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
B. David Goldstein | 1718066 | 9 | 06/18/2024 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 04/03/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 06/26/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 04/14/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 01/05/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 11/28/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 11/07/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 11/04/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
B. David Goldstein | 1718066 | 9 | 09/14/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See Allegations |