Our Staff has compiled our research into a database of FINRA Broker Allegations for Gregory Jerome Ptasienski Osborn.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Gregory Jerome Ptasienski Osborn | 1716402 | 5 | 06/08/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Gregory Jerome Ptasienski Osborn | 1716402 | 5 | 05/04/2016 | Customer Dispute | Award / Judgment | $56,901.00 | $36,667.00 | See Allegations |
Gregory Jerome Ptasienski Osborn | 1716402 | 5 | 02/05/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Gregory Jerome Ptasienski Osborn | 1716402 | 5 | 10/31/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Gregory Jerome Ptasienski Osborn | 1716402 | 5 | 08/09/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |