Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Todd Clements.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Todd Clements | 1702071 | 8 | 10/23/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael Todd Clements | 1702071 | 8 | 08/09/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Michael Todd Clements | 1702071 | 8 | 10/05/2016 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See Allegations |
| Michael Todd Clements | 1702071 | 8 | 08/23/2016 | Customer Dispute | Denied | $25,000.00 | $0.00 | See Allegations |
| Michael Todd Clements | 1702071 | 8 | 02/23/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Michael Todd Clements | 1702071 | 8 | 01/14/2016 | Customer Dispute | Pending | $110,000.00 | $0.00 | See Allegations |
| Michael Todd Clements | 1702071 | 8 | 10/08/2015 | Customer Dispute | Award / Judgment | $148,877.00 | $0.00 | See Allegations |
| Michael Todd Clements | 1702071 | 8 | 04/27/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |