Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Jay Becker.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Robert Jay Becker | 16418 | 9 | 04/12/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 09/23/1993 | Customer Dispute | Award / Judgment | $500,000.00 | $7,610.80 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 06/07/1988 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 06/01/1988 | Customer Dispute | Settled | $25,000.00 | $0.00 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 01/12/1988 | Customer Dispute | Award / Judgment | $90,000.00 | $30,000.00 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 09/07/1982 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 09/22/1979 | Customer Dispute | Award / Judgment | $4,000.00 | $4,000.00 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 01/01/1979 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |
| Robert Jay Becker | 16418 | 9 | 01/01/1979 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |