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FINRA Broker Allegations for Lewis Robinson

Our Staff has compiled our research into a database of FINRA Broker Allegations for Lewis Robinson.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Lewis Robinson16305161208/31/2017RegulatoryFinal$0.00$0.00See Allegations
Lewis Robinson16305161207/29/2016Customer DisputeAward / Judgment$104,000.00$29,060.00See Allegations
Lewis Robinson16305161203/07/2016Customer DisputeSettled$0.00$0.00See Allegations
Lewis Robinson16305161211/13/2015Customer DisputeSettled$95,000.00$0.00See Allegations
Lewis Robinson16305161210/14/2015Customer DisputeSettled$0.00$0.00See Allegations
Lewis Robinson16305161210/06/2015Employment Separation After Allegations$0.00$0.00See Allegations
Lewis Robinson16305161209/08/2015Customer DisputeSettled$426,300.00$0.00See Allegations
Lewis Robinson16305161202/26/2009Customer DisputeSettled$50,000.00$0.00See Allegations
Lewis Robinson16305161212/27/2005Customer DisputeDenied$0.00$0.00See Allegations
Lewis Robinson16305161212/20/2005Customer DisputeDenied$0.00$0.00See Allegations

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