Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Ian Siegel.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Robert Ian Siegel | 1627931 | 3 | 08/31/2016 | Customer Dispute | Award / Judgment | $14,482.00 | $14,482.00 | See Allegations |
Robert Ian Siegel | 1627931 | 3 | 12/28/2009 | Customer Dispute | Settled | $315,000.00 | $0.00 | See Allegations |