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FINRA Broker Allegations for Robert Terry Tractenberg

Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Terry Tractenberg.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Robert Terry Tractenberg1619275601/28/2020Customer DisputeSettled$52,051.00$0.00See Allegations
Robert Terry Tractenberg1619275608/10/2015Customer DisputeAward / Judgment$41,842.00$41,842.00See Allegations
Robert Terry Tractenberg1619275610/13/1998Customer DisputeSettled$49,330.40$0.00See Allegations
Robert Terry Tractenberg1619275602/20/1998Customer DisputeDenied$9,706.08$0.00See Allegations
Robert Terry Tractenberg1619275602/19/1998Customer DisputeDenied$9,008.50$0.00See Allegations

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