Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter Lewis Goffin.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Peter Lewis Goffin | 1617710 | 10 | 09/14/2023 | Customer Dispute | Settled | $91,000.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 08/03/2021 | Customer Dispute | Settled | $101,000.00 | $0.00 | See Allegations |