Potomac Analytics' Logo

FINRA Broker Allegations for Peter Lewis Goffin

Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter Lewis Goffin.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Peter Lewis Goffin16177101008/13/2024Customer DisputePending$500,000.00$0.00See Allegations
Peter Lewis Goffin16177101001/10/2024Customer DisputePending$400,000.00$0.00See Allegations
Peter Lewis Goffin16177101011/15/2023Customer DisputePending$0.00$0.00See Allegations
Peter Lewis Goffin16177101010/31/2023Customer DisputePending$500,000.00$0.00See Allegations

4 Results

Display: