Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter Lewis Goffin.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Peter Lewis Goffin | 1617710 | 10 | 08/13/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
Peter Lewis Goffin | 1617710 | 10 | 01/10/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See Allegations |
Peter Lewis Goffin | 1617710 | 10 | 11/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
Peter Lewis Goffin | 1617710 | 10 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |