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FINRA Broker Allegations for Peter Lewis Goffin

Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter Lewis Goffin.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Peter Lewis Goffin16177101001/10/2012Customer DisputeDenied$30,300.00$0.00See Allegations
Peter Lewis Goffin16177101006/13/2002Customer DisputeDenied$150,000.00$0.00See Allegations

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