Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter Lewis Goffin.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Peter Lewis Goffin | 1617710 | 10 | 08/13/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 01/10/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 11/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 10/31/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 09/14/2023 | Customer Dispute | Settled | $91,000.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 08/03/2021 | Customer Dispute | Settled | $101,000.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 01/10/2012 | Customer Dispute | Denied | $30,300.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 06/13/2002 | Customer Dispute | Denied | $150,000.00 | $0.00 | See Allegations |
| Peter Lewis Goffin | 1617710 | 10 | 10/01/1993 | Customer Dispute | Award / Judgment | $20,000.00 | $48,000.00 | See Allegations |